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Enhancing the Fit through Adaptive Co-management: Creating and Maintaining Bridging Functions for Matching Scales in the Kristianstads Vattenrike Biosphere Reserve, Sweden
(2007) Olsson, Per; Folke, Carl; Galaz, Victor; Hahn, Thomas; Schultz, Lisen
"In this article, we focus on adaptive governance of social-ecological systems (SES) and, more specifically, on social factors that can enhance the fit between governance systems and ecosystems. The challenge lies in matching multilevel governance system, often characterized by fragmented organizational and institutional structures and compartmentalized and sectorized decision-making processes, with ecosystems characterized by complex interactions in time and space. The ability to create the right links, at the right time, around the right issues in multilevel governance systems is crucial for fostering responses that build social-ecological resilience and maintain the capacity of complex and dynamic ecosystems to generate services for human well-being. This is especially true in the face of uncertainty and during periods of abrupt change and reorganization. We draw on our earlier work in the Kristianstads Vattenrike Biosphere Reserve (KVBR), in southern Sweden, to provide new insights on factors that can improve such linking. We focus especially on the bridging function in SES and the factors that constrain bridging in multilevel governance systems, and strategies used to overcome these. We present two features that seem critical for linking organizations dynamically across multiple levels: 1) the role of bridging organizations and 2) the importance of leadership. Bridging organizations and the bridging function can be vulnerable to disturbance, but there are sources of resilience for securing these key structures and functions in SES. These include social mechanisms for combining multiple sources of knowledge, building moral and political support in social networks, and having legal and financial support as part of the adaptive governance structure."
Resilience and the Co-Evolution of Ecosystems and Institutions
(1995) Folke, Carl; Berkes, Fikret
"Resilience is the ability of a system to cope with change without collapsing. It is the capacity to absorb external perturbations, by actively adapting to an ever changing environment. Reduction in resilience means that vulnerability increases, with the risk that the whole system flips from one equilibrium state to another. Such flips are often a consequence of the misuse of the environment and the inertia of institutions to change. Smaller unpredictable perturbations that previously could be handled turn into major crises when extreme events intersect with internally generated vulnerability due to loss of resilience. To avoid such situations there is a need for institutions with the ability to respond to and manage environmental feedbacks, institutions that can cope with unpredictable perturbations before they accumulate and challenge the existence of the whole social-ecological system. This implies that it is not enough to only understand the institution in question. The dynamics of the ecosystems that form the biophysical precondition for the existence of the institution need to be taken into account as well. This study focuses on the linked social-ecological system, and its dynamic interrelationships. We regard it as one system with its social and ecological components co-evolving over time. It is in this context that we study traditional and newly-emergent social-ecological systems. We are analyzing 1) how the local social system has adapted to and developed a knowledge system for dealing with the dynamics of the ecosystem(s) including the resources and services that it generates, 2) specifically, how the local system maintains ecosystem resilience in the face of perturbations, and 3) those combinations of property rights arrangements, institutions, and knowledge systems which accomplish the above successfully. Examples will be presented from the Cree Indians of the Canadian eastern subartic and their resource management, and pastoral herders and rangeland management in semi-arid Africa."
Handful of Heuristics and Some Propositions for Understanding Resilience in Social-Ecological Systems
(2006) Walker, Brian H.; Gunderson, Lance; Kinzig, Ann P.; Folke, Carl; Carpenter, Stephen; Schultz, Lisen
"This paper is a work-in-progress account of ideas and propositions about resilience in socialecological systems. It articulates our understanding of how these complex systems change and what determines their ability to absorb disturbances in either their ecological or their social domains. We call them 'propositions' because, although they are useful in helping us understand and compare different social-ecological systems, they are not sufficiently well defined to be considered formal hypotheses. These propositions were developed in two workshops, in 2003 and 2004, in which participants compared the dynamics of 15 case studies in a wide range of regions around the world. The propositions raise many questions, and we present a list of some that could help define the next phase of resilience-related research."
Linkages Among Water Vapor Flows, Food Production, and Terrestrial Ecosystem Services
(1999) Rockström, Johan; Gordon, Line; Folke, Carl; Falkenmark, Malin; Engwall, Maria
"Global freshwater assessments have not addressed the linkages among water vapor flows, agricultural food production, and terrestrial ecosystem services. We perform the first bottom-up estimate of continental water vapor flows, subdivided into the major terrestrial biomes, and arrive at a total continental water vapor flow of 70,000 km3/yr (ranging from 56,000 to 84,000 km3/yr). Of this flow, 90% is attributed to forests, including woodlands (40,000 km3/yr), wetlands (1400 km3/yr), grasslands (15,100 km3/yr), and croplands (6800 km3/yr). These terrestrial biomes sustain society with essential welfare-supporting ecosystem services, including food production. By analyzing the freshwater requirements of an increasing demand for food in the year 2025, we discover a critical trade-off between flows of water vapor for food production and for other welfare-supporting ecosystem services. To reduce the risk of unintentional welfare losses, this trade-off must become embedded in intentional ecohydrological landscape management."
History and Local Management of a Biodiversity-Rich, Urban Cultural Landscape
(2005) Barthel, Stephan; Colding, Johan; Elmqvist, Thomas; Folke, Carl
"Urban green spaces provide socially valuable ecosystem services. Through an historical analysis of the development of the National Urban Park (NUP) of Stockholm, we illustrate how the coevolutionary process of humans and nature has resulted in the high level of biological diversity and associated recreational services found in the park. The ecological values of the area are generated in the cultural landscape. External pressures resulting in urban sprawl in the Stockholm metropolitan region increasingly challenge the capacity of the NUP to continue to generate valuable ecosystem services. Setting aside protected areas, without accounting for the role of human stewardship of the cultural landscape, will most likely fail. In a social inventory of the area, we identify 69 local user and interest groups currently involved in the NUP area. Of these, 25 are local stewardship associations that have a direct role in managing habitats within the park that sustain such services as recreational landscapes, seed dispersal, and pollination. We propose that incentives should be created to widen the current biodiversity management paradigm, and actively engage local stewardship associations in adaptive co-management processes of the park and surrounding green spaces."
Resilience Thinking: Integrating Resilience, Adaptability and Transformability
(2010) Folke, Carl; Carpenter, Stephen; Walker, Brian H.; Scheffer, Marten; Chapin, Terry; Rockström, Johan
"Resilience thinking addresses the dynamics and development of complex social–ecological systems (SES). Three aspects are central: resilience, adaptability and transformability. These aspects interrelate across multiple scales. Resilience in this context is the capacity of a SES to continually change and adapt yet remain within critical thresholds. Adaptability is part of resilience. It represents the capacity to adjust responses to changing external drivers and internal processes and thereby allow for development along the current trajectory (stability domain). Transformability is the capacity to cross thresholds into new development trajectories. Transformational change at smaller scales enables resilience at larger scales. The capacity to transform at smaller scales draws on resilience from multiple scales, making use of crises as windows of opportunity for novelty and innovation, and recombining sources of experience and knowledge to navigate social–ecological transitions. Society must seriously consider ways to foster resilience of smaller more manageable SESs that contribute to Earth System resilience and to explore options for deliberate transformation of SESs that threaten Earth System resilience."
Linking Social and Ecological Systems for Resilience and Sustainability
(1994) Berkes, Fikret; Folke, Carl
"Traditional resource management systems or other local-level systems, based on the knowledge and experience of the resource users themselves, may have the potential to improve management of a number of ecosystems types. A considerable amount of evidence has accumulated to suggest that ecologically sensible indigenous practices have or had existed, for example, in the case of some tropical forests, island ecosystems, tropical fisheries, and semi-arid grazing lands. Given that Western resource management has not been all that successful in many of these environments, perhaps there are lessons to be learned from the cultural capital of societies which have elaborated these practices, a view echoed in Our Common Future. Ancient cultures and indigenous peoples do not have monopoly over ecological wisdom; there are cases of local, newly emergent or 'neo-traditional' resource management systems which cannot claim historical continuity over generations but which are nevertheless based on local knowledge and practice appropriately adapted to the ecological systems in which they occur."
Resilience and Global Sustainability
(2010) Folke, Carl; Gunderson, Lance
"Last year, Ecology and Society published an article on planetary boundaries, a sister article to a shorter version in Nature, reflecting the dynamic preconditions of the biosphere for a prosperous development of human societies. Within less than a year, the planetary boundaries concept has reached international policy efforts as witnessed in the quote above. Also, work on social-ecological systems and integrated science for resilience and sustainability, the focus of this journal, is truly escalating worldwide, witnessed, for example, in millions of hits on search engines. It is in the context of integrative science that we are really pleased to be editors of Ecology and Society. We are not specializing into a well-defined niche within a well-defined discipline. We are exploring, experimenting, and encouraging publication of work that takes us into new terrain, that not only generates information and knowledge, but that helps us understand the complex nature of intertwined social-ecological systems in the context of resilience and sustainability at all scales and across them."
Governance and the Capacity to Manage Resilience in Regional Social-Ecological Systems
(2006) Lebel, Louis; Anderies, John M.; Campbell, Bruce; Folke, Carl; Hatfield-Dodds, Steve; Hughes, Terry; Wilson, James
"The sustainability of regional development can be usefully explored through several different lenses. In situations in which uncertainties and change are key features of the ecological landscape and social organization, critical factors for sustainability are resilience, the capacity to cope and adapt, and the conservation of sources of innovation and renewal. However, interventions in social-ecological systems with the aim of altering resilience immediately confront issues of governance. Who decides what should be made resilient to what? For whom is resilience to be managed, and for what purpose? In this paper we draw on the insights from a diverse set of case studies from around the world in which members of the Resilience Alliance have observed or engaged with sustainability problems at regional scales. Our central question is: How do certain attributes of governance function in society to enhance the capacity to manage resilience? Three specific propositions were explored: (1) participation builds trust, and deliberation leads to the shared understanding needed to mobilize and self-organize; (2) polycentric and multilayered institutions improve the fit between knowledge, action, and social-ecological contexts in ways that allow societies to respond more adaptively at appropriate levels; and (3) accountable authorities that also pursue just distributions of benefits and involuntary risks enhance the adaptive capacity of vulnerable groups and society as a whole. Some support was found for parts of all three propositions. In exploring the sustainability of regional social-ecological systems, we are usually faced with a set of ecosystem goods and services that interact with a collection of users with different technologies, interests, and levels of power. In this situation in our roles as analysts, facilitators, change agents, or stakeholders, we not only need to ask: The resilience of what, to what? We must also ask: For whom?"
Water RATs (Resilience, Adaptability, and Transformability) in Lake and Wetland Social-Ecological Systems
(2006) Gunderson, Lance; Carpenter, Stephen; Folke, Carl; Olsson, Per; Peterson, Garry D.
"The lakes in the northern highlands of Wisconsin, USA, the lakes and wetlands of Kristianstads Vattenrike in southern Sweden, and the Everglades of Florida, USA, provide cases that can be used to compare the linkages between ecological resilience and social dynamics. The erosion of ecological resilience in aquatic and wetland ecosystems is often a result of past management actions and is manifest as a real or perceived ecological crisis. Learning is a key ingredient in response to the loss of ecological resilience. Learning is facilitated through networks that operate in distinct arenas and are structured for dialogue, synthesis, and imaginative solutions to chart alternative futures. The networks also help counter maladaptive processes such as information control or manipulation, bureaucratic inertia, or corruption. The networks help create institutional arrangements that provide for more learning and flexibility and for the ability to change. Trust and leadership appear to be key elements for adaptability and transformability."

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